Financial Planning Agreement

This describes the financial planning terms and conditions for asset management clients. It provides a description of the financial planning services and the responsibilities of SWM and the client.

Investment Advisory Agreement

This describes our asset management services, the fees, and the responsibilities of SWM and the client.

Tax Preparer Consent Form

This form helps to streamline the communication process with our clients’ tax preparers.

Short Confidential Questionnaire

Before setting up a FREE introductory meeting, we ask prospective clients to fill out this short questionnaire and fax (or mail it) to our office. It helps us better evaluate whether we can add value to your unique financial situation.

Annual Review Questionnaire

This is a brief questionnaire to gather data in preparation for annual review meetings with our clients.